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Employee Training – New Hire, Ongoing and
Compliance mandated
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Forbes Contributor – Individual and Group Level
Ethics Breakdown
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Former Electronic Chip Design Engineer and a
Marketing Professional in Silicon Valley
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Former Trader and Analyst on Wall Street
roomykhan

Work with Roomy

01

KEYNOTE SPEAKER

Actionable. Inspirational. Real.

Roomy draws on over 20 years of professional experience from the technology and hedge fund industries. Her experiences as semiconductor microchip design engineer, technology marketer in Silicon Valley; stock analyst and investor in hedge funds on Wall Street; FBI informant and government witness at federal insider trading trial, are incredibly diverse and uniquely informative. High-pressure work environments can sometimes cause cognitive dissonance and trigger un-ethical behavior. Her powerful and candid speech can motivate you to examine decision making processes both at the individual and organizational level.

More…

02

TRAINING

In-person or virtual team training programs on compliance and ethics. Her presentation can be applied towards meeting the compliance ethics
training requirements. Help identify ethics and compliance trouble spots and pitfalls in the organization. Her talk can lead to introspective
reflection on decision choices and catalyze corrective compliant behavior.

presentation highlights

  • Roles of hedge fund analysts and managers
    roomykhan
  • The pervasiveness of insider trading with
    confidential information
  • Employment non-disclosure agreement
  • Conduits and breeding areas for Material non-public information flow
  • Details of her case and its relationship with other
    cases prosecuted
  • Consequences of being involved in insider trading
    (beyond prison)
  • Tone at the top and middle
  • Red flags within the organization

TESTIMONIALS