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Employee Training – New Hire, Ongoing and
Compliance mandated
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Forbes Contributor – Individual and Group Level
Ethics Breakdown
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Former Electronic Chip Design Engineer and a
Marketing Professional in Silicon Valley
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Former Trader and Analyst on Wall Street
roomykhan

60 Minutes Video

Work with Roomy

01

KEYNOTE SPEAKER

Actionable. Inspirational. Real.

Roomy draws on over 20 years of professional experience from the technology and hedge fund industries. Her experiences as semiconductor microchip design engineer, technology marketer in Silicon Valley; stock analyst and investor in hedge funds on Wall Street; FBI informant and government witness at federal insider trading trial, are incredibly diverse and uniquely informative. High-pressure work environments can sometimes cause cognitive dissonance and trigger un-ethical behavior. Her powerful and candid speech can motivate you to examine decision making processes both at the individual and organizational level.

More…

02

TRAINING

In-person or virtual team training programs on compliance and ethics. Her presentation can be applied towards meeting the compliance ethics
training requirements. Help identify ethics and compliance trouble spots and pitfalls in the organization. Her talk can lead to introspective
reflection on decision choices and catalyze corrective compliant behavior.

presentation highlights

  • Roles of hedge fund analysts and managers
    roomykhan
  • The pervasiveness of insider trading with
    confidential information
  • Employment non-disclosure agreement
  • Conduits and breeding areas for Material non-public information flow
  • Details of her case and its relationship with other
    cases prosecuted
  • Consequences of being involved in insider trading
    (beyond prison)
  • Tone at the top and middle
  • Red flags within the organization

TESTIMONIALS

  • One of the Best Compliance Meeting

    - West Coast Multi Billion Dollar Hedge Fund Compliance Officer

  • I have heard Roomy speak a couple of times, and I recommend that everyone listen carefully to what she has to say. Her message is not only timely and extremely interesting, it is one that causes listeners to realize that the steps they take in life can lead either to consistent, ethical behavior or a life that must carefully and painstakingly be rebuilt.

    - George Young, Ph.D., CFE, CPA Director School of Accounting College of Business Florida Atlantic University

  • Roomy shares an eye-opening experience that forces any listener to reflect on their personal ethical choices. She’s a great addition to your class.

    - Kelly Richmond Pope, Ph.D., CPA Associate Professor School of Accountancy and MIS Driehaus College of Business DePaul University

  • Roomy is a thoughtful and engaging speaker. Her talks highlight the ethical slippery slope. By sharing candidly her own story, she can communicate and underscore the facts that how easy it is to fall prey to situational forces that lure us into less ethical pathways.

    - Sreedhari Desai, Associate Professor of Organizational Behavior

  • Roomy delivered her impactful, transparent story to our clients. She kept the room very engaged and there were a number of lessons learned-takeaways for all to consider.

    - Eric G, Director Large Global Bank

  • Roomy learned from her past mistakes and sincerely wants others to learn from them to. Having her as the keynote speaker at our signature annual conference made the event a raging success! Mesmerizing! Compelling! We hope to get her back again!

    - William Johnson, DHS-OIG, Office of Audits President, Atlanta Chapter, Association of Government Accountants